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Filing Details

Accession Number:: 0001288469-21-000067
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-15 21:02:18
Reporting Period:: 2021-03-11

Accepted Time:: 2021-03-15 21:02:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288469	Maxlinear Inc	MXL	Semiconductors & Related Devices (3674)	141896129

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1478340	Kishore Seendripu	C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008	Chairman, President And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-03-11	3,700	$35.19	634,859	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-03-11	11,160	$36.40	623,699	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-03-11	1,000	$36.78	622,699	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-03-12	8,510	$35.58	614,189	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-03-12	400	$36.07	613,789	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-03-15	3,200	$35.55	610,589	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-03-15	5,710	$36.43	604,879	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	179,704	Direct
Common Stock	410,731	Indirect	See footnote
Common Stock	410,731	Indirect	See footnote
Common Stock	344,997	Indirect	See footnote
Common Stock	344,997	Indirect	See footnote
Common Stock	394,891	Indirect	See footnote
Common Stock	394,891	Indirect	See footnoe
Common Stock	396,526	Indirect	See footnote
Common Stock	396,526	Indirect	See footnote
Common Stock	18,920	Indirect	See footnote

Footnotes

The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
Represents the weighted average share price of an aggregate total of 3,700 shares sold in the price range of $34.685 to $35.66 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
Represents the weighted average share price of an aggregate total of 11,160 shares sold in the price range of $35.695 to $36.69 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 1,000 shares sold in the price range of $36.72 to $36.85 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 8,510 shares sold in the price range of $35.02 to $35.94 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 400 shares sold in the price range of $36.04 to $36.14 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 3,200 shares sold in the price range of $35.04 to $36.005 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 5,710 shares sold in the price range of $36.06 to $36.79 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.