Filing Details
- Accession Number:
- 0001104659-21-036502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-15 20:49:33
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-15 20:49:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120370 | Broadwind Inc. | BWEN | Nonferrous Foundries (Castings) (3360) | 880409160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1829878 | M. Hayes Kennedy | 3240 S. Central Avenue Cicero IL 60804 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-15 | 4,000 | $6.10 | 9,692 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 197 | Indirect | By 401(k) Plan |
Footnotes
- Includes 5,692 restricted stock units that vest 1,897 shares on each of 10/26/21 and 10/26/22 and 1,898 shares on 10/26/23.