Home > Insider Trading > Filing (0001209191-21-020617)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1124610	Vmware Inc.	VMW	Services-Prepackaged Software (7372)	943292913

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1316331	P Patrick Gelsinger	3401 Hillview Avenue Palo Alto CA 94304		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-03-11	4,900	$80.25	141,682	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-11	4,900	$149.04	136,782	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-03-15	10,100	$80.25	146,882	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-15	10,100	$149.09	136,782	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (right-to-buy)	Disposition	2021-03-11	4,900	$0.00	4,900	$80.25
Class A Common Stock	Stock Option (right-to-buy)	Disposition	2021-03-15	10,100	$0.00	10,100	$80.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
60,866		2021-07-24	No	4	M	Direct
50,766		2021-07-24	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	283,353	Indirect	by GRAT
Class A Common Stock	104,208	Indirect	by trusts

Footnotes

Reflects forfeiture of 95,395 unvested restricted stock units in connection with the departure of the reporting person from his position as CEO on February 12, 2021.
Reflects the distribution to the reporting person of 136,782 shares from two of his GRATs on March 8, 2021.
Price represents weighted average for sales reported. The range of prices for the sales reported is $149.00 through $149.10.
The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Price represents weighted average for sales reported. The range of prices for the sales reported is $149.00 through $149.40.
Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust.
The option is fully vested.