Home > Insider Trading > Filing (0001209191-21-020601)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
94845	Levi Strauss & Co	LEVI	Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300)	940905160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768700	M. Seth Ellison	C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111	Evp & Chief Commercial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-03-12	59,571	$0.00	159,535	No	4	C	Direct
Class A Common Stock	Disposition	2021-03-12	82,705	$25.04	76,830	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Appreciation Rights	Disposition	2021-03-11	79,915	$0.00	79,915	$6.10
Class A Common Stock	Class B Common Stock	Acquisiton	2021-03-11	79,915	$6.10	79,915	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-03-11	51,505	$24.48	51,505	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2021-03-11	55,215	$0.00	55,215	$6.90
Class A Common Stock	Class B Common Stock	Acquisiton	2021-03-11	55,215	$6.90	55,215	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-03-11	36,440	$24.48	36,440	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2021-03-11	43,035	$0.00	43,035	$9.60
Class A Common Stock	Class B Common Stock	Acquisiton	2021-03-11	43,035	$9.60	43,035	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-03-11	30,649	$24.48	30,649	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-03-12	59,571	$0.00	59,571	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
79,915	2023-02-09	No	4	M	Direct
79,915		No	4	M	Direct
28,410		No	4	D	Direct
55,215	2024-02-01	No	4	M	Direct
83,625		No	4	M	Direct
47,185		No	4	D	Direct
71,725	2025-01-30	No	4	M	Direct
90,220		No	4	M	Direct
59,571		No	4	D	Direct
0		No	4	C	Direct

Footnotes

Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.50 to $25.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The original grant was for 147,240 SARs, of which 36,810 SARs were exercised. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.
25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.