Filing Details
- Accession Number:
- 0000824142-21-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-15 19:13:04
- Reporting Period:
- 2021-03-11
- Accepted Time:
- 2021-03-15 19:13:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc. | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1556286 | M Scott Asbjornson | 708 W. 79Th Street S. Tulsa OK 74132 | Vice President, Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Disposition | 2021-03-11 | 286 | $73.36 | 846,206 | No | 4 | F | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2021-03-11 | 1,632 | $0.00 | 847,838 | No | 4 | A | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2021-03-12 | 13,800 | $41.37 | 861,638 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2021-03-12 | 5,828 | $44.22 | 867,466 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2021-03-12 | 19,628 | $74.73 | 847,838 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2021-03-12 | 13,800 | $74.73 | 13,800 | $41.37 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2021-03-12 | 5,828 | $74.73 | 5,828 | $44.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 69,000 | 2020-03-11 | 2029-03-11 | No | 4 | M | Direct |
| 34,968 | 2021-03-11 | 2030-03-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 540,000 | Indirect | Custodian for the benefit of his children |
| Common Stock, Par Value $.004 | 2,668 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $34.10 | 2018-01-04 | 2027-01-04 | 6,510 | 6,510 | Direct |
| Common Stock | Stock Option (Right to Buy) | $36.95 | 2019-01-02 | 2028-01-02 | 15,960 | 15,960 | Direct |
| Common Stock | Stock Option (Right to Buy) | $73.36 | 2022-03-11 | 2031-03-11 | 11,349 | 11,349 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-01-04 | 6,510 | 6,510 | Direct |
| 2028-01-02 | 15,960 | 15,960 | Direct |
| 2031-03-11 | 11,349 | 11,349 | Direct |
Footnotes
- This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.
- This transaction was executed in multiple trades at prices ranging from $74.00 to $74.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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