Filing Details
- Accession Number:
- 0001213900-21-015456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-15 18:58:34
- Reporting Period:
- 2021-03-11
- Accepted Time:
- 2021-03-15 18:58:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1178697 | Sonim Technologies Inc | SONM | Telephone & Telegraph Apparatus (3661) | 943336783 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207269 | R Bryant Riley | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1464790 | B. Riley Financial, Inc. | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1642765 | Brc Partners Opportunity Fund, Lp | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1658704 | B. Riley Capital Management, Llc | 11100 Santa Monica Blvd. Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1749420 | Brc Partners Management Gp, Llc | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1776226 | B. Riley Principal Investments, Llc | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-11 | 1,310,832 | $1.06 | 5,809,493 | No | 4 | S | Indirect | By BRC Partners Opportunity Fund, L.P. |
| Common Stock | Disposition | 2021-03-12 | 66,168 | $0.97 | 5,743,325 | No | 4 | S | Indirect | By BRC Partners Opportunity Fund, L.P. |
| Common Stock | Disposition | 2021-03-12 | 100,000 | $0.99 | 46,667 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| Common Stock | Disposition | 2021-03-12 | 100,000 | $0.99 | 46,667 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| Common Stock | Disposition | 2021-03-12 | 100,000 | $0.99 | 46,667 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
| Common Stock | Disposition | 2021-03-12 | 100,000 | $0.99 | 46,666 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| Common Stock | Disposition | 2021-03-13 | 3,000 | $1.00 | 5,740,325 | No | 4 | S | Indirect | By BRC Partners Opportunity Fund, L.P. |
| Common Stock | Disposition | 2021-03-13 | 16,715 | $1.01 | 29,952 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| Common Stock | Disposition | 2021-03-13 | 16,715 | $1.01 | 29,952 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| Common Stock | Disposition | 2021-03-13 | 16,715 | $1.01 | 29,952 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
| Common Stock | Disposition | 2021-03-13 | 16,715 | $1.01 | 29,951 | No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By BRC Partners Opportunity Fund, L.P. |
| No | 4 | S | Indirect | By BRC Partners Opportunity Fund, L.P. |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| No | 4 | S | Indirect | By BRC Partners Opportunity Fund, L.P. |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
| No | 4 | S | Indirect | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,139,085 | Direct | |
| Common Stock | 3,560,167 | Indirect | By B. Riley Principal Investments, LLC |
Footnotes
- This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor ("BRCM"), B. Riley Principal Investments, LLC, a Delaware limited liability company ("BRPI"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI.
- Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the "B. Riley Entities") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
Billionaire Hedge Funds
