Filing Details

Accession Number:
0001593968-21-000937
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-15 18:54:18
Reporting Period:
2021-03-11
Accepted Time:
2021-03-15 18:54:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1668673 Petiq Inc. PETQ Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1770820 Michael Robert Herrman 923 S Bridge Way Pl
Eagle ID 83616-6885
General Counsel And Secretary No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-03-11 15,655 $27.73 17,123 No 4 M Direct
Class A Common Stock Disposition 2021-03-11 15,655 $36.25 1,468 No 4 S Direct
Class A Common Stock Acquisiton 2021-03-12 1,834 $36.55 3,302 No 4 M Direct
Class A Common Stock Disposition 2021-03-12 574 $36.55 2,728 No 4 F Direct
Class A Common Stock Disposition 2021-03-13 212 $37.57 2,516 No 4 F Direct
Class A Common Stock Acquisiton 2021-03-13 676 $37.57 3,192 No 4 M Direct
Class A Common Stock Disposition 2021-03-15 464 $36.25 2,728 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (right to buy) Disposition 2021-03-11 15,655 $0.00 15,655 $27.73
Class A Common Stock Restricted Stock Unit Disposition 2021-03-13 676 $37.57 676 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2021-03-12 1,834 $36.55 1,834 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,967 2020-03-13 2029-03-13 No 4 M Direct
1,353 No 4 M Direct
5,503 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.25 to $36.28. The reporting person undertakes to provide to PetIQ, Inc., any security holder of PetIQ, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  2. Settlement of restricted stock units ("RSU") into shares of Class A common stock.
  3. Shares withheld to satisfy minimum tax withholding requirements upon vesting of RSUs.
  4. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
  5. The RSUs vest in approximately equal installments on each of the first four anniversaries of March 13, 2019, subject tothe reporting person's continuous service as an employee of the Issuer.
  6. The RSUs vest in approximately equal installments on each of the first four anniversaries of March 12, 2020, subject tothe reporting person's continuous service as an employee of the Issuer.