Filing Details
- Accession Number:
- 0001593968-21-000937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-15 18:54:18
- Reporting Period:
- 2021-03-11
- Accepted Time:
- 2021-03-15 18:54:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1668673 | Petiq Inc. | PETQ | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1770820 | Michael Robert Herrman | 923 S Bridge Way Pl Eagle ID 83616-6885 | General Counsel And Secretary | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-03-11 | 15,655 | $27.73 | 17,123 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-03-11 | 15,655 | $36.25 | 1,468 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-03-12 | 1,834 | $36.55 | 3,302 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-03-12 | 574 | $36.55 | 2,728 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2021-03-13 | 212 | $37.57 | 2,516 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2021-03-13 | 676 | $37.57 | 3,192 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-03-15 | 464 | $36.25 | 2,728 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (right to buy) | Disposition | 2021-03-11 | 15,655 | $0.00 | 15,655 | $27.73 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2021-03-13 | 676 | $37.57 | 676 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2021-03-12 | 1,834 | $36.55 | 1,834 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
46,967 | 2020-03-13 | 2029-03-13 | No | 4 | M | Direct |
1,353 | No | 4 | M | Direct | ||
5,503 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.25 to $36.28. The reporting person undertakes to provide to PetIQ, Inc., any security holder of PetIQ, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- Settlement of restricted stock units ("RSU") into shares of Class A common stock.
- Shares withheld to satisfy minimum tax withholding requirements upon vesting of RSUs.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
- The RSUs vest in approximately equal installments on each of the first four anniversaries of March 13, 2019, subject tothe reporting person's continuous service as an employee of the Issuer.
- The RSUs vest in approximately equal installments on each of the first four anniversaries of March 12, 2020, subject tothe reporting person's continuous service as an employee of the Issuer.