Filing Details
- Accession Number:
- 0001764046-21-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-15 17:30:37
- Reporting Period:
- 2021-03-11
- Accepted Time:
- 2021-03-15 17:30:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1764046 | Clarivate Plc | CLVT | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1802889 | Mukhtar Ahmed | C/O Clarivate Plc Friars House, 160 Blackfriars Road London X0 SE1 8EZ | President, Science Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2021-03-11 | 138,743 | $6.91 | 189,453 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-03-11 | 20,947 | $10.85 | 210,400 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-03-11 | 9,534 | $22.76 | 200,866 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2021-03-11 | 1,622 | $23.00 | 199,244 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2021-03-11 | 40,918 | $22.77 | 158,326 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2021-03-11 | 107,616 | $22.88 | 50,710 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2021-03-12 | 78,155 | $10.85 | 128,865 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-03-12 | 36,582 | $23.18 | 92,283 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2021-03-12 | 41,573 | $23.28 | 50,710 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options | Disposition | 2021-03-11 | 138,743 | $0.00 | 138,743 | $6.91 |
| Ordinary Shares | Stock Options | Disposition | 2021-03-11 | 20,947 | $0.00 | 20,947 | $10.85 |
| Ordinary Shares | Stock Options | Disposition | 2021-03-12 | 78,155 | $0.00 | 78,155 | $10.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2028-03-08 | No | 4 | M | Direct | |
| 78,155 | 2028-03-08 | No | 4 | M | Direct | |
| 0 | 2028-03-08 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld for payment of exercise price.
- The price is a weighted average price. The prices actually received ranged from $22.52 to $23.22. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price is a weighted average price. The prices actually received ranged from $23.045 to $23.66. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range
- Represents the remaining portion of a March 8, 2018 grant of stock options. The reported stock options became exercisable on November 30, 2020.
Billionaire Hedge Funds
