Filing Details

Accession Number:
0001212545-21-000116
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-15 16:57:29
Reporting Period:
2021-03-11
Accepted Time:
2021-03-15 16:57:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212545 Western Alliance Bancorporation WAL State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331638 Todd Marshall C/O Western Alliance Bancorporation
One E. Washington Street, Ste 1400
Phoenix AZ 85004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-03-12 6,455 $98.15 10,801 No 4 S Direct
Common Stock Disposition 2021-03-12 481 $98.88 10,320 No 4 S Direct
Common Stock Disposition 2021-03-11 15,000 $96.48 125,000 No 4 S Indirect The Todd Marshall Trust under the Tand C Marshall 1999 Irrevocable Trust
Common Stock Disposition 2021-03-12 20,000 $98.05 232,057 No 4 S Indirect The Arthur Marshall Family 1993 Irrevocable Trust
Common Stock Disposition 2021-03-12 1,000 $98.28 10,000 No 4 S Indirect Sandra Bendavid (spouse)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect The Todd Marshall Trust under the Tand C Marshall 1999 Irrevocable Trust
No 4 S Indirect The Arthur Marshall Family 1993 Irrevocable Trust
No 4 S Indirect Sandra Bendavid (spouse)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,069 Indirect The Todd Marshall 1997 Trust FBO Alexis Victoria Marshall Trust
Common Stock 13,069 Indirect The Todd Marshall 1997 Trust FBO Jessica Lauren Marshall Trust
Common Stock 15,949 Indirect Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12
Common Stock 6,570 Indirect Alexis V. Marshall Trust 12/27/1996
Common Stock 6,570 Indirect Jessica L. Marshall Trust 12/27/1996
Common Stock 31,000 Indirect AandTandC Marshall Ttee Jayn Marshall Family GST Exempt U/A DTD 7/29/1973
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.68 to $97.75, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.81 to $99.00, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.40 to $96.70, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.04 to $98.35, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.