Filing Details
- Accession Number:
- 0001209191-21-020475
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-15 16:37:52
- Reporting Period:
- 2021-03-11
- Accepted Time:
- 2021-03-15 16:37:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124140 | Exact Sciences Corp | EXAS | Services-Commercial Physical & Biological Research (8731) | 204782291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216274 | Peter Graham Lidgard | C/O Exact Sciences Corp. 5505 Endeavor Lane Madison WI 53719 | Chief Science Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-11 | 34,891 | $21.68 | 73,258 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-11 | 8,350 | $44.37 | 81,608 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-11 | 43,241 | $130.00 | 38,367 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-03-11 | 34,891 | $0.00 | 34,891 | $21.68 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-03-11 | 8,350 | $0.00 | 8,350 | $44.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 4,175 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,846 | Indirect | Held in 401(k) Plan |
| Common Stock | 4,673 | Indirect | Held by Lidgard Family Trust Dated Aug. 1, 2008 |
Footnotes
- Represents shares of common stock received upon exercise of a stock option award.
- The sales reported in this field were effected pursuant to a Rule 10b5-1 trading plan.
- In addition to the shares of Common Stock reported on this Form 4, which total 55,886 shares, Mr. Lidgard also holds, in the aggregate, an additional 63,752 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.
- These options vested and became exercisable in four equal annual installments beginning on February 23, 2018.
- These options vest and become exercisable in four equal annual installments beginning on February 27, 2019.
Billionaire Hedge Funds
