Home > Insider Trading > Filing (0001209191-21-020317)

Filing Details

Accession Number:: 0001209191-21-020317
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-12 20:08:48
Reporting Period:: 2021-03-10

Accepted Time:: 2021-03-12 20:08:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1315098	Roblox Corp	RBLX	Services-Prepackaged Software (7372)	200991664

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1834992	Craig Donato	C/O Roblox Corporation 970 Park Place San Mateo CA 94403	Chief Business Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-03-10	329,265	$0.17	2,194,826	No	4	M	Direct
Class A Common Stock	Acquisiton	2021-03-10	83,332	$3.35	2,278,158	No	4	M	Direct
Class A Common Stock	Acquisiton	2021-03-10	74,999	$3.41	2,353,157	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-10	500,000	$64.50	1,853,157	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-10	112,404	$69.00	1,740,753	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-10	37,596	$70.00	1,703,157	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-10	122,013	$71.18	1,581,144	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-10	21,110	$72.03	1,560,034	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-10	125,000	$64.50	575,000	No	4	S	Indirect	See Footnotes
Class A Common Stock	Disposition	2021-03-10	50,000	$69.00	525,000	No	4	S	Indirect	See Footnotes
Class A Common Stock	Disposition	2021-03-10	25,000	$71.04	500,000	No	4	S	Indirect	See Footnotes
Class A Common Stock	Disposition	2021-03-11	150,000	$75.00	1,410,034	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-11	25,000	$75.00	475,000	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Direct
No	4	S	Indirect	See Footnotes

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-10	329,265	$0.00	329,265	$0.17
Class A Common Stock	Stock Option (RIght to Buy)	Disposition	2021-03-10	83,332	$0.00	83,332	$3.35
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-10	74,999	$0.00	74,999	$3.41

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2026-11-22	No	4	M	Direct
191,668	2028-11-15	No	4	M	Direct
206,251	2029-12-21	No	4	M	Direct

Footnotes

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.82, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.23, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the reporting person and his spouse serve as trustees. The reporting person may be deemed to have beneficial ownership of the securities held by the Trust.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.21, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
1/4th of the shares subject to the option became vested and exercisable on December 12, 2017 and 1/48th of the shares subject to the option continued to vest each month thereafter.
1/48th of the shares subject to the option became vested and exercisable on November 22, 2018 and 1/48th of the shares subject to the option shall continue to vest each month thereafter, provided that the reporting person is a service provider to the issuer as of each vest date.
1/48th of the shares subject to the option became vested and exercisable on December 22, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.