Filing Details
- Accession Number:
- 0001534701-21-000088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-12 18:07:20
- Reporting Period:
- 2021-03-11
- Accepted Time:
- 2021-03-12 18:07:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534701 | Phillips 66 | PSX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503107 | C. Greg Garland | 2331 Citywest Blvd. Houston TX 77042 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-11 | 158,500 | $62.17 | 782,838 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-11 | 79,531 | $88.97 | 703,307 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-11 | 78,969 | $88.02 | 624,338 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2021-03-11 | 158,500 | $0.00 | 158,500 | $62.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,301 | Indirect | By Phillips 66 Savings Plan |
Common Stock | 500 | Indirect | Executor of father's estate |
Footnotes
- Includes 109,885 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
- The price of $88.9732 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $88.49 - $89.48. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The price of $88.0171 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $87.56 - $88.48. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
- The stock options became exercisable in three equal annual installments beginning on February 7, 2014.