Filing Details

Accession Number:
0001534701-21-000088
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-12 18:07:20
Reporting Period:
2021-03-11
Accepted Time:
2021-03-12 18:07:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534701 Phillips 66 PSX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503107 C. Greg Garland 2331 Citywest Blvd.
Houston TX 77042
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-11 158,500 $62.17 782,838 No 4 M Direct
Common Stock Disposition 2021-03-11 79,531 $88.97 703,307 No 4 S Direct
Common Stock Disposition 2021-03-11 78,969 $88.02 624,338 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2021-03-11 158,500 $0.00 158,500 $62.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-02-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,301 Indirect By Phillips 66 Savings Plan
Common Stock 500 Indirect Executor of father's estate
Footnotes
  1. Includes 109,885 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
  2. The price of $88.9732 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $88.49 - $89.48. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. The price of $88.0171 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $87.56 - $88.48. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  4. Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
  5. The stock options became exercisable in three equal annual installments beginning on February 7, 2014.