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Home > Insider Trading > Filing (0000920112-21-000058)

Filing Details

Accession Number:: 0000920112-21-000058
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-12 18:01:33
Reporting Period:: 2021-03-12

Accepted Time:: 2021-03-12 18:01:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
920112	Heartland Financial Usa Inc	HTLF	State Commercial Banks (6022)	421405748

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1742271	J Martin Schmitz	1398 Central Avenue Dubuque IA 52001		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-03-12	9,425	$52.50	211,935	No	4	S	Indirect	controlling member

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	controlling member

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	66,121	Direct
Common Stock	221,360	Indirect	controlling member

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	2020 Director Restricted Stock Units (retainer)	$0.00			720	0	Direct
Common Stock	2020 Director Restricted Stock Units	$0.00			2,116	0	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	720	0	Direct
	2,116	0	Direct

Footnotes

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.