Filing Details
- Accession Number:
- 0000072333-21-000092
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-03-12 17:57:27
- Reporting Period:
- 2021-03-10
- Accepted Time:
- 2021-03-12 17:57:27
- Original Submission Date:
- 2021-03-12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183469 | B Erik Nordstrom | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-10 | 4,393 | $37.71 | 2,616,001 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-03-11 | 15,568 | $37.75 | 2,600,433 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,708 | Indirect | By 401(k) Plan, per Plan statement dated 2/28/2021 |
Common Stock | 42,646 | Indirect | By wife |
Common Stock | 24,530 | Indirect | By self as trustee for benefit of child |
Footnotes
- Represents shares withheld to satisfy the tax obligation in connection with the vesting of RSUs. The transaction is exempt pursuant to Rule 16b-3(e) of the '34 Act.
- The sale exercised and reported herein is pursuant to a 10b5-1 Trading Plan entered into on September 30, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.11 to $38.01, inclusive. The reporting person undertakes to provide to Nordstrom, any security holder of Nordstrom, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. This Form 4 is being amended to correct an error in the reported price.