Filing Details
- Accession Number:
- 0001127602-21-010458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-12 17:50:01
- Reporting Period:
- 2021-03-12
- Accepted Time:
- 2021-03-12 17:50:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659887 | S Thomas Terry | 1010 Grand Blvd. Kansas City MO 64106 | Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-12 | 1,784 | $57.40 | 32,263 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-12 | 3,661 | $51.42 | 35,924 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-12 | 2,097 | $75.25 | 38,021 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-12 | 3,244 | $47.68 | 41,265 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-12 | 100 | $96.36 | 41,165 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 100 | $96.39 | 41,065 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 100 | $96.41 | 40,965 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 100 | $96.42 | 40,865 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 68 | $96.43 | 40,797 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 201 | $96.44 | 40,596 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 32 | $96.45 | 40,564 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 20 | $96.46 | 40,544 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 129 | $96.47 | 40,415 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 401 | $96.48 | 40,014 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 303 | $96.49 | 39,711 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 793 | $96.50 | 38,918 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 1 | $96.51 | 38,917 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 205 | $96.51 | 38,712 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 2 | $96.52 | 38,710 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 200 | $96.53 | 38,510 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 199 | $96.54 | 38,311 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 101 | $96.55 | 38,210 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 800 | $96.56 | 37,410 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 101 | $96.57 | 37,309 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 100 | $96.58 | 37,209 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 500 | $96.58 | 36,709 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 200 | $96.59 | 36,509 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 406 | $96.60 | 36,103 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-12 | 196 | $96.61 | 35,907 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-12 | 1,784 | $0.00 | 1,784 | $57.40 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-12 | 3,661 | $0.00 | 3,661 | $51.42 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-12 | 2,097 | $0.00 | 2,097 | $75.25 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-12 | 3,244 | $0.00 | 3,244 | $47.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-01 | 2024-01-01 | No | 4 | M | Direct |
| 0 | 2018-02-11 | 2025-02-11 | No | 4 | M | Direct |
| 0 | 2019-02-02 | 2027-02-02 | No | 4 | M | Direct |
| 0 | 2018-02-05 | 2026-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,615 | Indirect | By ESOP |
Footnotes
- Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
- Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
- Options will vest 50% on 2/2/19, 75% on 2/2/20 and 100% on 2/2/21.
- Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
Billionaire Hedge Funds
