Filing Details
- Accession Number:
- 0001593968-21-000910
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-12 17:30:38
- Reporting Period:
- 2021-03-12
- Accepted Time:
- 2021-03-12 17:30:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526237 | A. Jeffrey Brunoehler | 1201 Network Centre Dr. Effingham IL 62401 | Svp Credit - Cco | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-12 | 5,154 | $16.59 | 48,248 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-12 | 5,154 | $30.00 | 43,094 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2021-03-12 | 5,154 | $0.00 | 5,154 | $16.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-12-10 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $23.00 | 2025-11-03 | 9,576 | 9,576 | Direct | |
| Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 6,406 | 6,406 | Direct | |
| Common Stock | Option (right to buy) | $18.00 | 2024-08-05 | 10,000 | 10,000 | Direct | |
| Common Stock | Option (right to buy) | $28.59 | 2026-11-16 | 4,475 | 4,475 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-11-03 | 9,576 | 9,576 | Direct |
| 2024-12-02 | 6,406 | 6,406 | Direct |
| 2024-08-05 | 10,000 | 10,000 | Direct |
| 2026-11-16 | 4,475 | 4,475 | Direct |
Footnotes
- These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
- These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
- Options vested on 12/31/2017.
- These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
Billionaire Hedge Funds
