Filing Details
- Accession Number:
- 0001127602-11-013593
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-25 17:07:01
- Reporting Period:
- 2011-04-21
- Filing Date:
- 2011-04-25
- Accepted Time:
- 2011-04-25 17:07:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321646 | Kraton Performance Polymers Inc. | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510666 | Scott G Lee | C/O Kraton Performance Polymers 15710 John F. Kennedy Blvd, Suite 300 Houston TX 77032 | Vice President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-21 | 3,084 | $13.51 | 6,420 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-04-21 | 750 | $13.90 | 7,170 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-21 | 1,917 | $42.55 | 5,253 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-21 | 1,917 | $44.00 | 3,336 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Options (Right to Buy) | Disposition | 2011-04-21 | 3,084 | $0.00 | 3,084 | $13.51 |
Common Stock | Employee Options (Right to Buy) | Disposition | 2011-04-21 | 750 | $0.00 | 750 | $13.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,708 | 2018-06-19 | No | 4 | M | Direct | |
6,375 | 2020-01-28 | No | 4 | M | Direct |
Footnotes
- Transacted under a 10b5-1 plan that was adopted on March 11, 2011.
- 1,541 of the options reported above have vested and are immediately exercisable. The remaining options vest June 19, 2011, subject to the Reporting Person being employed by the Company or its affiliates or subsidiaries on the vesting date.
- 375 of the options reported above have vested and are immediately exercisable. The remaining options vest ratably on January 28, 2012, January 28, 2013, January 28, 2014 and January 28, 2015, respectively, subject to the Reporting Person being employed by the Company or its affiliates or subsidiaries on the vesting date.