Filing Details
- Accession Number:
- 0001209191-21-020113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-12 15:54:27
- Reporting Period:
- 2021-03-10
- Accepted Time:
- 2021-03-12 15:54:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 56701 | Koss Corp | KOSS | Household Audio & Video Equipment (3651) | 391168275 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217521 | Jr C John Koss | C/O Koss Corporation 4129 N. Port Washington Ave. Milwaukee WI 53212 | Vice President - Sales | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-10 | 10,000 | $25.22 | 236,161 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 10,000 | $27.95 | 226,161 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 5,000 | $30.00 | 221,161 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 4,000 | $36.72 | 217,161 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-11 | 5,000 | $0.00 | 212,161 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 707,949 | Indirect | As co-trustee of Nancy Koss Trust |
| Common Stock | 119,392 | Indirect | ESOP |
| Common Stock | 1,000,885 | Indirect | As co-trustee of Koss Family Trust |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.90 to $28.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.67 to $36.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Reflects donation of directly owned shares to a donor-advised fund, which will use the gifted shares for charitable purposes.
- The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
