Filing Details
- Accession Number:
- 0001225208-21-005189
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-12 14:30:46
- Reporting Period:
- 2021-03-10
- Accepted Time:
- 2021-03-12 14:30:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 895456 | Rocky Brands Inc. | RCKY | Footwear, (No Rubber) (3140) | 311364046 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1290423 | L Michael Finn | 3700 Paragon Drive Columbus OH 43228 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Without Par Value | Acquisiton | 2021-03-10 | 4,000 | $18.90 | 25,234 | No | 4 | M | Direct | |
| Common Stock, Without Par Value | Acquisiton | 2021-03-10 | 2,000 | $11.55 | 27,234 | No | 4 | M | Direct | |
| Common Stock, Without Par Value | Disposition | 2021-03-10 | 6,000 | $46.36 | 21,234 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Without Par Value | Stock Option (right to buy) | Disposition | 2021-03-10 | 4,000 | $0.00 | 4,000 | $18.90 |
| Common Stock, Without Par Value | Stock Option (right to buy) | Disposition | 2021-03-10 | 2,000 | $0.00 | 2,000 | $11.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-02 | 2023-01-02 | No | 4 | M | Direct |
| 0 | 2017-01-03 | 2022-01-03 | No | 4 | M | Direct |
Footnotes
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $46.35 to $46.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Billionaire Hedge Funds
