Filing Details
- Accession Number:
- 0001437749-21-005857
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-12 12:43:56
- Reporting Period:
- 2021-03-10
- Accepted Time:
- 2021-03-12 12:43:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
924383 | Genasys Inc. | GNSS | Household Audio & Video Equipment (3651) | 870361799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388773 | Laura Clague | 16262 West Bernardo Road San Diego CA 92127 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-10 | 20,000 | $2.02 | 175,600 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-10 | 5,456 | $7.42 | 170,144 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2021-03-10 | 20,000 | $0.00 | 20,000 | $2.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-03-26 | 2021-03-26 | No | 4 | M | Direct |
Footnotes
- The reporting person disposed of these shares to cover the cost and tax withholding obligations related to exercising the options that were scheduled to expire March 26, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.40 to $7.465, inclusive. The reporting owner undertakes to provide Genasys Inc. and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.