Filing Details
- Accession Number:
- 0001398344-21-006417
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-03-12 12:02:30
- Reporting Period:
- 2019-09-30
- Accepted Time:
- 2021-03-12 12:02:30
- Original Submission Date:
- 2020-03-16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310710 | J Thomas Herzfeld | The Herzfeld Caribbean Basin Fund Inc 119 Washington Avenue, Suite 504 Miami Beach FL 33139 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-30 | 1,457 | $6.50 | 509,975 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2019-12-31 | 1,477 | $6.69 | 511,452 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2019-10-07 | 5,730 | $6.35 | 517,182 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2019-12-31 | 5,550 | $5.82 | 522,732 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2020-03-13 | 14,000 | $4.08 | 536,732 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-16 | 12,658 | $3.95 | 549,390 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Previously unreported dividend reinvestments
Billionaire Hedge Funds
