Filing Details
- Accession Number:
- 0001225208-11-012192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-25 16:33:27
- Reporting Period:
- 2011-04-21
- Filing Date:
- 2011-04-25
- Accepted Time:
- 2011-04-25 16:33:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365632 | A Jory Berson | 1680 Capital One Drive Mclean VA 22102 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-21 | 17,500 | $18.28 | 130,792 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-21 | 9,496 | $49.07 | 140,288 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-21 | 4,076 | $49.07 | 144,364 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-21 | 50,072 | $53.00 | 94,292 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2011-04-21 | 9,496 | $0.00 | 9,496 | $49.07 |
| Common Stock | Stock Options | Disposition | 2011-04-21 | 17,500 | $0.00 | 17,500 | $18.28 |
| Common Stock | Stock Options | Disposition | 2011-04-21 | 4,076 | $0.00 | 4,076 | $49.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 102,742 | 2019-01-28 | No | 4 | M | Direct | |
| 0 | 2011-12-12 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- This option was exercisable in 1/3 increments beginning on December 13, 2002 and annually thereafter.
- This option expires on December 12, 2011.
- This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter.
Billionaire Hedge Funds
