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Filing Details

Accession Number:: 0001209191-21-020006
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-11 21:00:19
Reporting Period:: 2021-03-09

Accepted Time:: 2021-03-11 21:00:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1420800	Colfax Corp	CFX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1205249	A Daniel Pryor	420 National Business Parkway 5Th Floor Annapolis Junction MD 20701	Evp, Strategy & Business Dev.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $.001	Acquisiton	2021-03-09	21,689	$0.00	145,035	No	4	A	Direct
Common Stock, Par Value $.001	Acquisiton	2021-03-09	55,284	$0.00	200,319	No	4	A	Direct
Common Stock, Par Value $.001	Disposition	2021-03-10	4,004	$47.42	196,315	No	4	S	Direct
Common Stock, Par Value $.001	Disposition	2021-03-10	6,157	$47.92	190,158	No	4	S	Direct
Common Stock, Par Value $.001	Disposition	2021-03-10	5,500	$47.27	184,658	No	4	S	Direct
Common Stock, Par Value $.001	Disposition	2021-03-10	20,401	$47.86	164,257	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $.001	2,312	Indirect	By 401K Plan
Common Stock, Par Value $.001	1,000	Indirect	By trust for daughter
Common Stock, Par Value $.001	1,000	Indirect	By trust for daughter
Common Stock, Par Value $.001	1,000	Indirect	By trust for son

Footnotes

Reflects the certification of the performance criteria for performance-based restricted stock units ("PRSUs") previously awarded in 2018. For more details on the PRSUs, please refer to the "Outstanding Equity Awards at 2019 Fiscal Year-End" table on page 43 of the Company's 2020 Proxy Statement as filed with the SEC on April 9, 2020.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person to meet tax obligations relating to the vesting and delivery of certain PRSUs.
The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.65 to $47.64, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnote (3) to this Form 4.
The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.65 to $48.18, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnote (4) to this Form 4.
The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.53 to $47.52, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnote (5) to this Form 4.
The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.53 to $48.20, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnote (6) to this Form 4.