Filing Details
- Accession Number:
- 0000899243-21-011236
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-11 20:41:08
- Reporting Period:
- 2021-03-09
- Accepted Time:
- 2021-03-11 20:41:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1227500 | Equity Bancshares Inc | EQBK | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1656892 | S Brad Elliott | 7701 E. Kellogg Dr., Ste. 300 Wichita KS 67207 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-03-09 | 4,913 | $29.02 | 97,228 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-10 | 8,229 | $28.48 | 88,999 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-03-10 | 11,166 | $0.00 | 100,165 | No | 4 | A | Direct | |
Class A Common Stock | Disposition | 2021-03-11 | 8,358 | $28.33 | 91,807 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 9,615 | Indirect | By Equity Holdings, LLC |
Class A Common Stock | 172,551 | Indirect | By Elliott Legacy, LLC |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.05, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- Includes 500 shares purchased on February 14, 2021 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.25 to $29.12, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- Vesting of performance shares following the Compensation Committee's certification of achievement of certain pre-established performance goals.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.25 to $28.56, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- The reporting person is the managing member of Equity Holdings, LLC and Elliott Legacy, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.