Filing Details

Accession Number:
0001415889-21-001455
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-11 19:26:55
Reporting Period:
2021-03-09
Accepted Time:
2021-03-11 19:26:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1597341 Alan Robert Schueren C/O Natera, Inc.
13011 Mccallen Pass Building A Suite 100
Austin TX 78753
Chief Operating Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-09 12,500 $0.00 12,500 No 4 M Direct
Common Stock Disposition 2021-03-10 6,231 $97.31 6,269 No 4 S Direct
Common Stock Disposition 2021-03-10 96 $98.53 6,173 No 4 S Direct
Common Stock Disposition 2021-03-11 6,173 $102.55 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-03-09 12,500 $0.00 12,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,500 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 52,637 Indirect Robert A Schueren & Deborah A Schueren Rev Trust
Footnotes
  1. Each Restricted Stock Unit (" RSUs") represents a contingent right to receive one share of the common stock of the issuer.
  2. Excludes 50,437 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.
  3. The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.
  4. On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On March 9, 2021, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of common stock.