Filing Details
- Accession Number:
- 0001127602-21-010281
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-11 18:38:18
- Reporting Period:
- 2021-03-10
- Accepted Time:
- 2021-03-11 18:38:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1681209 | Ram Shankar | 1010 Grand Blvd. Kansas City MO 64106 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-10 | 2,446 | $75.25 | 11,630 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-10 | 16 | $93.58 | 11,614 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 460 | $93.59 | 11,154 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 160 | $93.60 | 10,994 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 140 | $93.61 | 10,854 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 300 | $93.62 | 10,554 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 435 | $93.70 | 10,119 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 300 | $93.71 | 9,819 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 175 | $93.72 | 9,644 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 400 | $93.73 | 9,244 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 60 | $93.74 | 9,184 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-10 | 2,446 | $0.00 | 2,446 | $75.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-02 | 2027-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 881 | Indirect | By 401K |
| Common Stock | 43 | Indirect | By ESOP |
Footnotes
- Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan
- Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
- Options will vest 50% on 2/2/19, 75% on 2/2/20 and 100% on 2/2/21.
Billionaire Hedge Funds
