Filing Details

Accession Number:
0001209191-21-019906
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-11 18:10:36
Reporting Period:
2021-03-10
Accepted Time:
2021-03-11 18:10:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1603978 Aquabounty Technologies Inc. AQB Fishing, Hunting And Trapping (900) 043156167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1793345 M Angela Olsen C/O Aquabounty Technologies, Inc.
2 Mill &Amp; Main Place, Suite 395
Maynard MA 01754
General Counsel & Corp Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-10 5,938 $0.00 5,938 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Acquisiton 2021-03-10 5,195 $0.00 5,195 $6.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,195 2024-03-10 2031-03-10 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,043 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to Purchase Common Stock $2.33 2020-11-01 2029-11-01 35,000 35,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2029-11-01 35,000 35,000 Direct
Footnotes
  1. Award of restricted stock pursuant to the Issuer's 2016 Equity Incentive Plan that fully vested on October 31, 2020.
  2. Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
  3. Options to purchase common stock were granted on 11/1/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vested October 31, 2020.
  4. Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.