Filing Details
- Accession Number:
- 0001730168-21-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-11 17:11:11
- Reporting Period:
- 2021-03-09
- Accepted Time:
- 2021-03-11 17:11:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1142524 | W Eddy Hartenstein | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2021-03-09 | 33 | $431.36 | 7,387 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-09 | 154 | $436.17 | 7,233 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-09 | 61 | $438.09 | 7,172 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-09 | 52 | $439.03 | 7,120 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-09 | 30 | $441.25 | 7,090 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-09 | 55 | $442.64 | 7,035 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-09 | 71 | $444.66 | 6,964 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-09 | 73 | $446.14 | 6,891 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-09 | 1 | $446.66 | 6,890 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-10 | 61 | $436.20 | 6,829 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-10 | 60 | $437.26 | 6,769 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-10 | 75 | $438.64 | 6,694 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-10 | 40 | $439.79 | 6,654 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-10 | 30 | $442.38 | 6,624 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-10 | 93 | $444.26 | 6,531 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-10 | 30 | $445.54 | 6,501 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-10 | 47 | $447.23 | 6,454 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-10 | 31 | $448.17 | 6,423 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-10 | 32 | $449.83 | 6,391 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-03-10 | 31 | $453.50 | 6,360 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 22,892 | Indirect | See Footnote |
Footnotes
- Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Includes 949 restricted stock units.
- Transaction executed in multiple trades at prices ranging from $435.75 to $436.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $437.65 to $438.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $438.66 to $439.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $442.41 to $443.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $444.29 to $445.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $445.66 to $446.46 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $435.85 to $436.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $437.07 to $437.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $438.38 to $438.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $439.60 to $440.34 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $443.90 to $444.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $447.02 to $447.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
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