Filing Details
- Accession Number:
- 0001209191-21-019794
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-11 16:47:20
- Reporting Period:
- 2021-03-09
- Accepted Time:
- 2021-03-11 16:47:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1493761 | Turtle Beach Corp | HEAR | Communications Equipment, Nec (3669) | 272767540 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1704495 | Gregory Lloyd Ballard | C/O Turtle Beach Corporation 44 South Broadway, 4Th Floor White Plains NY 10601 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-09 | 3,000 | $24.59 | 31,949 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-09 | 3,000 | $24.59 | 2,000 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $3.60 | 2027-04-19 | 12,889 | 12,889 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $3.12 | 2028-04-11 | 11,025 | 11,025 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $12.10 | 2029-04-01 | 4,132 | 4,132 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $5.95 | 2021-04-01 | 2030-04-01 | 16,806 | 16,806 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-04-19 | 12,889 | 12,889 | Direct |
| 2028-04-11 | 11,025 | 11,025 | Direct |
| 2029-04-01 | 4,132 | 4,132 | Direct |
| 2030-04-01 | 16,806 | 16,806 | Direct |
Footnotes
- The option becomes exercisable in four equal annual installments on April 19, 2018, 2019, 2020 and 2021.
- All options are exercisable as of the date of this Form 4.
Billionaire Hedge Funds
