Filing Details
- Accession Number:
- 0001280263-21-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-11 16:46:58
- Reporting Period:
- 2021-03-09
- Accepted Time:
- 2021-03-11 16:46:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189229 | B Christopher Paisley | 3101 Jay Street Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2021-03-09 | 750 | $38.92 | 28,384 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-03-09 | 750 | $16.35 | 29,134 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-03-09 | 1,500 | $109.70 | 27,634 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2021-03-09 | 750 | $0.00 | 750 | $16.35 |
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2021-03-09 | 750 | $0.00 | 750 | $38.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,472 | 2023-06-05 | No | 4 | M | Direct | |
| 4,805 | 2024-09-07 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan of the Paisley Living Trust adopted on June 22, 2020.
- Shares subject to the option vest monthly over one year commencing on June 6, 2013.
- The shares subject to the option vest at a rate of 1/12 per month following the vesting start date of September 8, 2014.
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