Filing Details
- Accession Number:
- 0001437749-21-005699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-11 16:14:51
- Reporting Period:
- 2021-03-09
- Accepted Time:
- 2021-03-11 16:14:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | Stock Yards Bancorp Inc. | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1314458 | A James Hillebrand | Po Box 32890 Louisville KY 40232 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-09 | 19,600 | $15.24 | 91,391 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-09 | 11,932 | $54.74 | 79,459 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-03-10 | 600 | $55.17 | 78,859 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-10 | 1,000 | $0.00 | 77,859 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2021-03-11 | 200 | $55.00 | 77,659 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2021-03-09 | 19,600 | $0.00 | 19,600 | $15.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-20 | 2022-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 466 | Indirect | Trust-Directors' Deferred Comp Plan |
| Common Stock | 23,401 | Indirect | KSOP-fbo James Hillebrand |
| Common Stock | 11,634 | Indirect | IRA-fbo Lynn Hillebrand |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | $35.90 | 2019-02-20 | 2028-02-20 | 7,423 | 7,423 | Direct |
| Common Stock | Stock Appreciation Right | $15.26 | 2014-02-19 | 2023-02-19 | 28,054 | 28,054 | Direct |
| Common Stock | Stock Appreciation Right | $19.37 | 2015-02-18 | 2024-02-18 | 16,425 | 16,425 | Direct |
| Common Stock | Stock Appreciation Right | $22.96 | 2016-03-17 | 2025-03-17 | 12,319 | 12,319 | Direct |
| Common Stock | Stock Appreciation Right | $40.00 | 2018-03-21 | 2027-03-21 | 7,571 | 7,571 | Direct |
| Common Stock | Stock Appreciation Right | $25.76 | 2017-03-15 | 2026-03-15 | 14,428 | 14,428 | Direct |
| Common Stock | Stock Appreciation Right | $39.32 | 2019-10-01 | 2028-10-01 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Appreciation Right | $36.65 | 2020-02-19 | 2029-02-19 | 12,254 | 12,254 | Direct |
| Common Stock | Stock Appreciation Right | $37.30 | 2021-02-25 | 2030-02-25 | 14,482 | 14,482 | Direct |
| Common Stock | Stock Appreciation Right | $50.71 | 2022-02-25 | 2031-02-25 | 8,615 | 8,615 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-02-20 | 7,423 | 7,423 | Direct |
| 2023-02-19 | 28,054 | 28,054 | Direct |
| 2024-02-18 | 16,425 | 16,425 | Direct |
| 2025-03-17 | 12,319 | 12,319 | Direct |
| 2027-03-21 | 7,571 | 7,571 | Direct |
| 2026-03-15 | 14,428 | 14,428 | Direct |
| 2028-10-01 | 25,000 | 25,000 | Direct |
| 2029-02-19 | 12,254 | 12,254 | Direct |
| 2030-02-25 | 14,482 | 14,482 | Direct |
| 2031-02-25 | 8,615 | 8,615 | Direct |
Footnotes
- Gifted Shares to Charitable Organization
Billionaire Hedge Funds
