Filing Details
- Accession Number:
- 0001225208-21-005112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-11 16:04:57
- Reporting Period:
- 2021-03-09
- Accepted Time:
- 2021-03-11 16:04:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1080992 | Iii C William Rhodes | 123 South Front Street Memphis TN 38103 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-09 | 200 | $371.47 | 15,985 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-09 | 200 | $1,250.48 | 15,785 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-10 | 11,050 | $371.47 | 26,835 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-10 | 11,050 | $1,250.02 | 15,785 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-03-09 | 200 | $0.00 | 200 | $371.47 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-03-10 | 11,050 | $0.00 | 11,050 | $371.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,050 | 2022-09-28 | No | 4 | M | Direct | |
| 0 | 2022-09-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100 | Indirect | As Co-Trustee for Siblings' Trust #2 |
| Common Stock | 847 | Indirect | As Custodian for Son |
| Common Stock | 1,720 | Indirect | As Trustee for Daughter's Trust |
| Common Stock | 3,436 | Indirect | As Trustee for Descendants Trust |
| Common Stock | 1,719 | Indirect | As Trustee for Son's trust |
| Common Stock | 4,874 | Indirect | By Trust for Wife |
| Common Stock | 5,000 | Indirect | GRAT #4 |
| Common Stock | 5,000 | Indirect | GRAT #5 |
Footnotes
- This price represents the weighted average price per shares of common stock, par value $0.01 per share (each a "Share"), of AutoZone, Inc. ("Issuer"), of sales that were executed at prices ranging from $1,250.24-$1,250.71 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission ("SEC") staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,250.00-$1,250.81 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.
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