Filing Details
- Accession Number:
- 0001209191-21-019736
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-11 14:24:20
- Reporting Period:
- 2021-03-10
- Accepted Time:
- 2021-03-11 14:24:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1046102 | Ritchie Bros Auctioneers Inc | RBA | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242860 | J James Jeter | C/O Ritchie Bros. Auctioneers Inc. 9500 Glenlyon Parkway Burnaby A1 V5J 0C6 | President, Sales U.s. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2021-03-10 | 3,784 | $14.04 | 3,784 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2021-03-10 | 4,000 | $32.16 | 4,000 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2021-03-10 | 7,784 | $54.89 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2021-03-10 | 4,000 | $0.00 | 4,000 | $32.16 |
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2021-03-10 | 3,784 | $0.00 | 3,784 | $14.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,917 | 2028-03-01 | No | 4 | M | Direct | |
| 0 | 2026-02-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 1,977 | Indirect | Employee Stock Purchase Plan |
| Common Shares | 29,485 | Direct |
Footnotes
- Includes all Employee Stock Purchase Plan purchases through March 10, 2021.
- The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.
- The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning February 28, 2018.
Billionaire Hedge Funds
