Home > Insider Trading > Filing (0000939057-21-000092)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1010470	Provident Financial Holdings Inc	PROV	Savings Institution, Federally Chartered (6035)	330704889

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1180383	E William Thomas	3756 Central Avenue Riverside CA 92506		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01	Acquisiton	2021-03-10	20,000	$7.43	114,548	No	4	M	Direct
Common Stock, Par Value $0.01	Disposition	2021-03-10	8,807	$16.90	105,741	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option to Purchase Common Stock	Disposition	2021-03-10	20,000	$0.00	20,000	$7.43

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
35,000	2015-06-20	2021-06-20	No	4	M	Direct

Footnotes

Mr. Thomas exercised 20,000 options to acquire 20,000 shares of common stock under Provident's 2010 Equity Incentive Plan which vested on June 20, 2015.
The total ownership of 105,741 shares includes 10,571 shares in the William E. Thomas, Inc. Profit Sharing Plan and 4,075 shares in a living trust as to which the reporting person is the sole trustee with power of appointment.
Mr. Thomas has previously been granted 20,000 options to acquire 20,000 shares of common stock under Provident's 2013 Equity Incentive Plan. Fifty percent of the grant vests on September 30, 2016, fifty percent of the grant vests on September 30, 2018, and the entire grant expires on September 30, 2024.Additionally, Mr. Thomas has previously been granted 15,000 options to acquire 15,000 shares of common stock under Provident' s 2013 Equity Incentive Plan. Fifty percent of the grant vests on May 30, 2021, fifty percent of the grant vests on May 30, 2023, and the entire grant expires on May 30, 2029.