Home > Insider Trading > Filing (0001209191-21-019681)

Filing Details

Accession Number:: 0001209191-21-019681
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-10 21:17:21
Reporting Period:: 2021-03-08

Accepted Time:: 2021-03-10 21:17:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1577526	C3.Ai Inc.	AI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1307786	Bruce D Sewell	C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-03-08	34,986	$1.86	34,986	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-08	5,302	$84.52	29,684	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	7,684	$85.54	22,000	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	3,800	$86.58	18,200	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	4,300	$87.56	13,900	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	4,100	$88.62	9,800	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	3,200	$89.52	6,600	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	3,000	$90.59	3,600	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	2,800	$91.71	800	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	800	$92.43	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-08	34,986	$0.00	34,986	$1.86

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
48,348		2027-06-07	No	4	M	Direct

Footnotes

Represents weighted average sales price. The shares were sold at prices ranging from $84.01 to $85.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $85.04 to $86.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $86.10 to $87.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $87.10 to $88.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $88.12 to $89.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $89.13 to $90.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $90.19 to $91.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $91.20 to $92.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $92.20 to $92.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on May 10, 2017 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.