Filing Details
- Accession Number:
- 0001209191-21-019677
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-10 21:13:45
- Reporting Period:
- 2021-03-08
- Accepted Time:
- 2021-03-10 21:13:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577526 | C3.Ai Inc. | AI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241633 | A Patricia House | C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-03-05 | 79,438 | $0.00 | 240,942 | No | 5 | G | Direct | |
Class A Common Stock | Acquisiton | 2021-03-05 | 79,438 | $0.00 | 476,631 | No | 5 | G | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-03-08 | 46,088 | $84.65 | 194,854 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 17,263 | $85.69 | 177,591 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 14,918 | $86.37 | 162,673 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 80,233 | $87.28 | 82,440 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 2,569 | $84.51 | 474,062 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-03-08 | 19,895 | $85.78 | 454,167 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-03-08 | 56,974 | $87.26 | 397,193 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | See Footnote |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.
- Represents weighted average sales price. The shares were sold at prices ranging from $84.0101 to $85.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $85.05 to $86.035. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $86.05 to $87.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $87.05 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $84.08 to $84.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $85.295 to $86.245. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $86.47 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.