Filing Details

Accession Number:
0001209191-21-019677
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-10 21:13:45
Reporting Period:
2021-03-08
Accepted Time:
2021-03-10 21:13:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241633 A Patricia House C/O C3.Ai, Inc.
1300 Seaport Blvd, Suite 500
Redwood City CA 94063
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-03-05 79,438 $0.00 240,942 No 5 G Direct
Class A Common Stock Acquisiton 2021-03-05 79,438 $0.00 476,631 No 5 G Indirect See Footnote
Class A Common Stock Disposition 2021-03-08 46,088 $84.65 194,854 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 17,263 $85.69 177,591 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 14,918 $86.37 162,673 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 80,233 $87.28 82,440 No 4 S Direct
Class A Common Stock Disposition 2021-03-08 2,569 $84.51 474,062 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-03-08 19,895 $85.78 454,167 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-03-08 56,974 $87.26 397,193 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect See Footnote
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.
  2. Represents weighted average sales price. The shares were sold at prices ranging from $84.0101 to $85.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Represents weighted average sales price. The shares were sold at prices ranging from $85.05 to $86.035. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Represents weighted average sales price. The shares were sold at prices ranging from $86.05 to $87.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Represents weighted average sales price. The shares were sold at prices ranging from $87.05 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Represents weighted average sales price. The shares were sold at prices ranging from $84.08 to $84.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Represents weighted average sales price. The shares were sold at prices ranging from $85.295 to $86.245. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. Represents weighted average sales price. The shares were sold at prices ranging from $86.47 to $87.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.