Home > Insider Trading > Filing (0001209191-21-019676)

Filing Details

Accession Number:: 0001209191-21-019676
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-10 21:12:59
Reporting Period:: 2021-02-25

Accepted Time:: 2021-03-10 21:12:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1577526	C3.Ai Inc.	AI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1333063	A Bruce Cleveland	C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063	Senior Vp And Cmo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-02-25	21,367	$4.68	52,116	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-04	27,333	$0.00	0	No	5	G	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-03-04	27,333	$0.00	79,449	No	5	G	Direct
Class A Common Stock	Acquisiton	2021-03-08	6,867	$4.68	86,316	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-08	8,702	$84.48	77,614	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	12,700	$85.53	64,914	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	7,600	$86.57	57,314	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	5,600	$87.53	51,714	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	6,200	$88.42	45,514	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	12,567	$89.29	32,947	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	4,700	$90.56	28,247	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	4,480	$91.57	23,767	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-08	2,400	$92.39	21,367	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-03-08	241	$0.00	241	No	4	J	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	5	G	Indirect	See Footnote
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	J	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Option (Right to Buy)	Disposition	2021-02-25	21,367	$0.00	21,367	$4.68
Class A Common Stock	Option (Right to Buy)	Disposition	2021-03-08	6,867	$0.00	6,867	$4.68

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
978,634		2029-11-12	No	4	M	Direct
971,767		2029-11-12	No	4	M	Direct

Footnotes

The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.
Represents weighted average sales price. The shares were sold at prices ranging from $84.00 to $84.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $88.00 to $88.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $89.00 to $89.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $90.00 to $90.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $91.01 to $92.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $92.04 to $92.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Pro rata distribution from Interwest Partners X, LP, of which the Reporting Person is a non-managing member.
Twenty percent (20%) of the shares subject to the option grant vested on November 4, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.