Filing Details
- Accession Number:
- 0001209191-21-019674
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-10 21:12:16
- Reporting Period:
- 2021-03-08
- Accepted Time:
- 2021-03-10 21:12:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577526 | C3.Ai Inc. | AI | Services-Prepackaged Software (7372) | 263999357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1834429 | Houman Behzadi | C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-03-08 | 50,000 | $1.56 | 281,108 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 2,603 | $83.47 | 278,505 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 3,700 | $84.65 | 274,805 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 11,287 | $85.46 | 263,518 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 6,101 | $86.42 | 257,417 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 5,500 | $87.38 | 251,917 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 5,566 | $88.35 | 246,351 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 5,331 | $89.29 | 241,020 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 3,800 | $90.46 | 237,220 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 3,500 | $91.47 | 233,720 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-08 | 2,612 | $92.36 | 231,108 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-03-09 | 50,000 | $1.86 | 281,108 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-03-09 | 6,000 | $83.82 | 275,108 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-09 | 21,200 | $84.77 | 253,908 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-09 | 13,600 | $85.52 | 240,308 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-09 | 6,500 | $86.66 | 233,808 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-09 | 2,400 | $87.62 | 231,408 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-09 | 300 | $88.36 | 231,108 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-03-10 | 44,979 | $1.56 | 276,087 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2021-03-10 | 52,860 | $1.86 | 328,947 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-03-10 | 17,734 | $83.71 | 311,213 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-10 | 46,717 | $84.45 | 264,496 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-10 | 6,000 | $85.23 | 258,496 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-10 | 7,400 | $86.77 | 251,096 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-10 | 12,475 | $87.72 | 238,621 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-10 | 4,613 | $88.78 | 234,008 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-03-10 | 2,900 | $89.58 | 231,108 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-08 | 50,000 | $0.00 | 50,000 | $1.56 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-09 | 50,000 | $0.00 | 50,000 | $1.86 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-10 | 44,979 | $0.00 | 44,979 | $1.56 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-10 | 52,860 | $0.00 | 52,860 | $1.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,979 | 2024-01-20 | No | 4 | M | Direct | |
116,667 | 2026-11-26 | No | 4 | M | Direct | |
0 | 2024-01-20 | No | 4 | M | Direct | |
63,807 | 2026-11-26 | No | 4 | M | Direct |
Footnotes
- Represents weighted average sales price. The shares were sold at prices ranging from $82.92 to $83.902. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $83.92 to $84.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $84.92 to $85.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $85.92 to $86.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $86.92 to $87.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $87.96 to $88.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $88.98 to $89.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $89.99 to $90.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $90.99 to $91.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $91.99 to $92.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $83.20 to $84.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $84.20 to $85.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $85.20 to $86.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $86.20 to $87.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $87.23 to $88.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $88.25 to $88.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $82.99 to $83.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $83.99 to $84.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $84.99 to $85.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $86.30 to $87.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $87.31 to $88.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $88.31 to $89.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $89.36 to $89.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
- Twenty percent (20%) of the shares subject to the option grant vested on November 30, 2017, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.