Filing Details
- Accession Number:
- 0001445305-21-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-10 16:52:06
- Reporting Period:
- 2021-03-09
- Accepted Time:
- 2021-03-10 16:52:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1445305 | Workiva Inc | WK | Services-Prepackaged Software (7372) | 472509828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1523753 | H Robert Herz | 2900 University Boulevard Ames IA 50010 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-03-09 | 12,600 | $2.53 | 23,816 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-03-09 | 5,848 | $99.33 | 17,968 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2021-03-09 | 12,600 | $0.00 | 12,600 | $2.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-03-15 | 2021-03-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 95,022 | Indirect | By Trust |
Footnotes
- The price reported in Column 4 is a weighted-average price. The price actually received ranges from $97.95 to $100.19. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Granted pursuant to the 2009 Unit Incentive Plan.
- Vested as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.