Filing Details
- Accession Number:
- 0000899243-21-010975
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-10 16:29:11
- Reporting Period:
- 2021-03-08
- Accepted Time:
- 2021-03-10 16:29:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883902 | Cornerstone Building Brands Inc. | CNR | Prefabricated Metal Buildings & Components (3448) | 760127701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1411087 | Golden Gate Capital Opportunity Fund-A, L.p. | C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111 | No | No | No | Yes | |
1431072 | Ggcof Co-Invest, L.p. | C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111 | No | No | No | Yes | |
1437622 | Golden Gate Capital Opportunity Fund, L.p. | C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111 | No | No | No | Yes | |
1492387 | Ggc Opportunity Fund Management Gp, Ltd. | C/O Golden Gate Private Equity, Inc. One Embarcadero Center 39Th Floor San Francisco CA 94111 | No | No | No | Yes | |
1492388 | Ggcof Co-Invest Management, L.p. | C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111 | No | No | No | Yes | |
1759041 | Atrium Intermediate Holdings, Llc | C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111 | No | No | No | Yes | |
1759048 | Atrium Window Holdings, Llc | C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111 | No | No | No | Yes | |
1759054 | Ggc Atrium Window Holdings, Llc | C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111 | No | No | No | Yes | |
1759064 | Atrium Window Parent, Llc | C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111 | No | No | No | Yes | |
1759082 | Ggc Bp Holdings, Llc | C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Disposition | 2021-03-08 | 500,000 | $13.94 | 241,786 | No | 4 | S | Indirect | See notes |
Common Stock, $0.01 Par Value | Disposition | 2021-03-08 | 4,980,724 | $13.15 | 7,460,528 | No | 4 | S | Indirect | See note |
Common Stock, $0.01 Par Value | Disposition | 2021-03-08 | 19,276 | $13.15 | 28,874 | No | 4 | S | Indirect | See note |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See notes |
No | 4 | S | Indirect | See note |
No | 4 | S | Indirect | See note |
Footnotes
- Weighted average price representing high of $14.28 and low of $13.09.
- Shares are directly held by AIC Finance Partnership, L.P. ("AIC"). Each of Golden Gate Capital Opportunity Fund, L.P. ("GGCOF"), Golden Gate Capital Opportunity Fund-A, L.P. ("GGCOF-A"), GGCOF Co-Invest, L.P. ("GGCOF Co-Invest"), GGCOF Co-Invest IRA, L.P. ("IRA Co-Invest") and GGCOF Executive Co-Invest, L.P. ("Executive Co-Invest" and, together with GGCOF, GGCOF-A, GGCOF Co-Invest and IRA Co-Invest, the "Funds") have an indirect pecuniary interest in AIC. GGCOF Co-Invest Management, L.P. ("GGCOF Third Party Co-Invest") is the general partner of each of GGCOF Co-Invest, IRA Co-Invest and Executive Co-Invest. GGC Opportunity Fund Management, L.P. ("Management GP") is the general partner of each of GGCOF, GGCOF-A and GGCOF Third Party Co-Invest, and GGC Opportunity Fund Management GP, Ltd.
- (Continued from Footnote 3) ("Ultimate GP") is the general partner of Management GP. Ultimate GP is governed by its board of directors. Each of the Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
- Shares are directly held by Atrium Intermediate Holdings, LLC ("Atrium Intermediate"). Atrium Window Holdings, LLC ("Atrium Holdings") and Atrium Window Parent, LLC ("Atrium Parent") are the members of Atrium Intermediate. Atrium Parent is the controlling unitholder of Atrium Holdings. GGC Atrium Window Holdings, LLC ("GGC Atrium') is the controlling unitholder of Atrium Parent. GGC BP Holdings, LLC ("GGC BP") is the controlling unitholder of GGC Atrium. The Funds collectively hold all of the equity interests of GGC BP. Each of Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
- Shares are directly held by GGC BP. Each of the Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.