Filing Details
- Accession Number:
- 0000899243-21-010812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-09 21:48:57
- Reporting Period:
- 2021-03-05
- Accepted Time:
- 2021-03-09 21:48:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1576263 | Mirati Therapeutics Inc. | MRTX | () | 1231 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1015747 | Joseph Lewis | Cay House, Ep Taylor Drive Lyford Cay New Providence C5 N7776 | No | No | Yes | No | |
| 1266427 | M Ivan Lieberburg | 12860 El Camino Real, Suite 300 San Diego CA 92130 | No | No | Yes | No | |
| 1465835 | Christopher Fuglesang | 12860 El Camino Real, Suite 300 San Diego CA 92130 | No | No | Yes | No | |
| 1465836 | Boxer Asset Management Inc. | Cay House, Ep Taylor Drive Lyford Cay New Providence C5 N7776 | No | No | Yes | No | |
| 1465837 | Boxer Capital, Llc | 12860 El Camino Real, Suite 300 San Diego CA 92130 | No | No | Yes | No | |
| 1465914 | I. Aaron Davis | 12860 El Camino Real, Suite 300 San Diego CA 92130 | No | No | Yes | No | |
| 1468223 | Mva Investors, Llc | 11682 El Camino Real, Suite 300 San Diego CA 92130 | No | No | Yes | No | |
| 1663609 | Bharatha Shehan Dissanayake | 12860 El Camino Real, Suite 300 San Diego CA 92130 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-05 | 13,996 | $0.00 | 267,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-05 | 1 | $181.00 | 267,333 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-05 | 37,000 | $181.15 | 230,333 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-05 | 597,444 | $0.00 | 2,363,004 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-05 | 4 | $181.00 | 2,363,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-05 | 363,000 | $181.15 | 2,000,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to purchase) | Disposition | 2021-03-05 | 13,996 | $5.60 | 13,996 | $0.00 |
| Common Stock | Warrant (right to purchase) | Disposition | 2021-03-05 | 128,805 | $5.60 | 128,805 | $0.00 |
| Common Stock | Warrant (right to purchase) | Disposition | 2021-03-05 | 468,639 | $13.00 | 468,639 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-06 | No | 4 | M | Direct | |
| 0 | 2017-01-06 | No | 4 | M | Direct | |
| 332,809 | 2017-11-20 | No | 4 | M | Direct |
Footnotes
- These securities are owned directly by MVA Investors which may be deemed to be a member of the Boxer Group for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Aaron I. Davis is a member of and has voting and dispositive power over securities held by MVA Investors Each member of the Boxer Group other than MVA Investors and Aaron I. Davis disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
- These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Braslyn Ltd. ("Braslyn"), (ii) Boxer Capital, LLC ("Boxer Capital") (iii) Boxer Asset Management Inc. ("Boxer Management"), (iv) MVA Investors, LLC ("MVA Investors"), (v) Lockend Five, LLC ("Lockend Five"), (vi) Joe Lewis, (vii) Ivan M. Lieberburg, (viii) Aaron I. Davis, (ix) Shehan B. Dissanayake, and (x) Christopher Fuglesang (collectively, the "Boxer Group), and indirectly by Braslyn, Boxer Management and Messrs. Lewis, Fuglesang, Lieberburg, Dissanayake and Davis, by virtue of their ownership in Boxer Capital.
- (Continued from Footnote 2) Each of Messrs. Fuglesang, Lieberburg, Dissanayake and Davis is a member of Boxer Capital. Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
- The warrants do not have an expiration date and are not exercisable to the extent that, following exercise of such warrants, the warrant holder and its affiliates would beneficially own more than 19.99% of the issuer's common stock.
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