Filing Details
- Accession Number:
- 0001214659-21-002950
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-09 21:07:10
- Reporting Period:
- 2021-03-07
- Accepted Time:
- 2021-03-09 21:07:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1807475 | Denny Tu | 12582 West Millennium Drive Playa Vista CA 90094 | Chief Marketing Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2021-03-07 | 1,349 | $0.00 | 3,767 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2021-03-07 | 2,084 | $0.00 | 5,851 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2021-03-07 | 4,211 | $0.00 | 10,062 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2021-03-07 | 1,005 | $0.00 | 11,067 | No | 4 | M | Direct | |
Common Shares | Disposition | 2021-03-07 | 3,147 | $24.59 | 7,920 | No | 4 | F | Direct | |
Common Shares | Disposition | 2021-03-08 | 2,000 | $22.86 | 5,920 | No | 4 | S | Direct | |
Common Shares | Disposition | 2021-03-09 | 2,000 | $23.54 | 3,920 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | restricted share units | Disposition | 2021-03-07 | 1,349 | $0.00 | 1,349 | $0.00 |
Common Shares | restricted share units | Disposition | 2021-03-07 | 2,084 | $0.00 | 2,084 | $0.00 |
Common Shares | restricted share units | Disposition | 2021-03-07 | 4,211 | $0.00 | 4,211 | $0.00 |
Common Shares | restricted share units | Disposition | 2021-03-07 | 1,005 | $0.00 | 1,005 | $0.00 |
Common Shares | restricted share units | Acquisiton | 2021-03-07 | 17,746 | $0.00 | 17,746 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,618 | No | 4 | M | Direct | ||
4,586 | No | 4 | M | Direct | ||
8,423 | No | 4 | M | Direct | ||
2,011 | No | 4 | M | Direct | ||
17,746 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares (Opening Balance) | 2,418 | Direct |
Footnotes
- Represents the conversion upon vesting of restricted share units into common shares.
- Mr. Tu is reporting the withholding by IMAX Corporation of 3,147 common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions.
- Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
- The restricted share units will vest and be converted to common shares on December 1, 2021.
- 2,084 of the restricted share units vest and will be converted to common shares on March 7, 2022 and 2,502 on December 1, 2022.
- 4,211 of the restricted share units vest and will be converted to common shares on March 7, 2022 and 4,212 on March 7, 2023.
- 1,005 of the restricted share units vest and will be converted to common shares on March 7, 2022 and 1,006 on March 7, 2023.
- The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date.
- This represents the number of restricted share units for this transaction only. Mr. Tu's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 10,324; 33,884 and 3,920, respectively.