Filing Details
- Accession Number:
- 0001127602-21-009951
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-09 20:04:45
- Reporting Period:
- 2021-03-06
- Accepted Time:
- 2021-03-09 20:04:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1274494 | First Solar Inc. | FSLR | Semiconductors & Related Devices (3674) | 204623678 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1819691 | Kumar Kuntal Verma | C/O First Solar, Inc. 350 West Washington Street, Suite 600 Tempe AZ 85281-1244 | Chief Mfg. Engineering Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-06 | 556 | $0.00 | 556 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-06 | 239 | $73.70 | 317 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-03-06 | 1,460 | $0.00 | 1,777 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-06 | 626 | $73.70 | 1,151 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-03-06 | 1,730 | $0.00 | 2,881 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-06 | 742 | $73.70 | 2,139 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-03-07 | 1,149 | $0.00 | 3,288 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-07 | 493 | $73.70 | 2,795 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-03-08 | 2,795 | $73.57 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-03-06 | 556 | $0.00 | 556 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-03-06 | 1,460 | $0.00 | 1,460 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-03-06 | 1,730 | $0.00 | 1,730 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-03-06 | 3,257 | $0.00 | 3,257 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-03-07 | 1,149 | $0.00 | 1,149 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 556 | No | 4 | M | Direct | ||
| 2,920 | No | 4 | M | Direct | ||
| 5,188 | No | 4 | M | Direct | ||
| 3,257 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.
- Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.
- Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019.
- Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020.
- Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on November 2, 2020.
- Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.
- The restricted stock units were granted on March 6, 2018 as part of the Issuers's annual grant to associates. The units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commending on the first anniversary of the grant date.
- The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
- The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
- Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan.
- The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
- The restricted stock units were granted on March 7, 2017 as part of the Issuers's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commending on the first anniversary of the grant date.
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