Filing Details
- Accession Number:
- 0001567619-21-005945
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-09 19:37:50
- Reporting Period:
- 2021-03-08
- Accepted Time:
- 2021-03-09 19:37:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1574085 | Braemar Hotels & Resorts Inc. | BHR | Real Estate Investment Trusts (6798) | 462488594 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1608195 | S Deric Eubanks | 14185 Dallas Parkway Suite 1100 Dallas TX 75254 | Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-08 | 75,000 | $6.90 | 82,938 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 533 | Indirect | By spouse's IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Units (2020) | $0.00 | 2022-12-31 | 2022-12-31 | 32,500 | 32,500 | Direct |
Common Stock | Performance Stock Units (2019) | $0.00 | 2021-12-31 | 2021-12-31 | 30,048 | 30,048 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-12-31 | 32,500 | 32,500 | Direct |
2021-12-31 | 30,048 | 30,048 | Direct |
Footnotes
- Reflects the weighted average price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $6.72 to $7.01, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
- Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock.
- Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2021 (with respect to the 2019 grant) and December 31, 2022 (with respect to the 2020 grant). One-third of the Performance Stock Units granted in 2020 will be eligible to vest (at up to 200% of target) based on performance during the first year of the performance period.