Filing Details
- Accession Number:
- 0001299709-21-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-09 19:20:33
- Reporting Period:
- 2021-03-08
- Accepted Time:
- 2021-03-09 19:20:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299709 | Axos Financial Inc. | AX | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1319005 | J Andrew Micheletti | 9205 West Russell Road Suite 400 Las Vegas NV 89148 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-08 | 15,000 | $48.96 | 542,084 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,002 | Indirect | 401(k) Plan |
Footnotes
- These transactions were executed in multiple trades, at prices ranging from $48.55 to $49.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.