Filing Details
- Accession Number:
- 0001628280-21-004335
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-09 18:41:20
- Reporting Period:
- 2021-03-05
- Accepted Time:
- 2021-03-09 18:41:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811596 | Kaiser Aluminum Corp | KALU | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 943030279 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1801065 | Brant Weaver | C/O Kaiser Aluminum Corp. 27422 Portola Parkway Suite 200 Foothill Ranch CA 92610 | Vp - Strategic Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-03-05 | 795 | $0.00 | 5,622 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-03-05 | 135 | $0.00 | 5,757 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-03-05 | 47 | $114.61 | 5,710 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-03-05 | 101 | $114.61 | 5,609 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-03-08 | 378 | $115.41 | 5,231 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Grant to the reporting person effective as of March 5, 2021 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2024 or earlier upon the occurrence of certain specified circumstances.
- Includes 5,244 shares acquired pursuant to grants of restricted stock units.
- Shares earned upon the vesting on March 5, 2021 of certain performance shares granted to the reporting person in 2018 under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. On March 5, 2021, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2018 through 2020.
- Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2021 of the above-referenced performance shares.
- Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2021 of certain restricted stock units granted to the reporting person in 2018 under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan.
- Includes 4,949 shares acquired pursuant to grants of restricted stock units.
- Represents the sale of 378 shares in multiple transactions, ranging from $115.40 to $115.45 per share, resulting in a weighted average sale price of $115.41 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
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