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Filing Details

Accession Number:: 0001179706-21-000011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-09 18:16:32
Reporting Period:: 2021-03-05

Accepted Time:: 2021-03-09 18:16:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	Wholesale-Computers & Peripheral Equipment & Software (5045)	473298624

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1656207	Richard Alan May	C/O Hewlett Packard Enterprise Company 11445 Compaq Center Drive West Houston TX 77070	Evp, Chief People Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-03-05	227,049	$8.62	476,565	No	4	M	Direct
Common Stock	Disposition	2021-03-05	227,049	$14.31	249,516	No	4	S	Direct
Common Stock	Acquisiton	2021-03-05	115,968	$8.83	365,484	No	4	M	Direct
Common Stock	Disposition	2021-03-05	115,968	$14.31	249,516	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2021-01-06	285	$0.00	285	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2021-01-06	629	$0.00	629	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2021-01-06	1,347	$0.00	1,347	$0.00
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-03-05	227,049	$0.00	227,049	$8.62
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-03-05	115,968	$0.00	115,968	$8.83

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
31,044			No	4	A	Direct
66,599			No	4	A	Direct
136,454			No	4	A	Direct
227,048	2016-11-02	2023-11-02	No	4	M	Direct
115,968	2016-12-09	2023-12-09	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	100,827	Indirect	By Joint Trust

Footnotes

Column 5 includes an administrative adjustment of 82 shares that were over reported in the withholding of taxes related to the reporting person's 12/07/20 reportable transaction.
The reported transactions reflect the reporting person's exercise and sale of his employee stock options pursuant to a court ordered marital settlement agreement ("Order). The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any securities sold on behalf of, or owned by, his ex-spouse pursuant to the Order.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.1900 to $14.3750. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 285.0299 dividend equivalent rights at $12.0400 per RSU credited to the reporting person's account on 01/06/21.
As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 629.2260 dividend equivalent rights at $12.0400 per RSU credited to the reporting person's account on 01/06/21.
As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which will vest on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,346.58140 dividend equivalent rights at $12.0400 per RSU credited to the reporting person's account on 01/06/21.
As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.
As previously reported, the performance contingent stock options vested 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.