Filing Details
- Accession Number:
- 0001561680-21-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-09 17:33:53
- Reporting Period:
- 2021-03-08
- Accepted Time:
- 2021-03-09 17:33:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561680 | Tri Pointe Homes Inc. | TPH | Operative Builders (1531) | 611763235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567627 | F. Douglas Bauer | C/O Tri Pointe Homes, Inc. 940 Southwood Blvd, Suite 200 Incline Village NV 89451 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-08 | 62,974 | $20.31 | 779,136 | No | 4 | S | Indirect | See Note |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Note |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 138,583 | Direct |
Footnotes
- The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $20.03 to $20.48, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- On March 2, 2021 and March 5, 2021, the reporting person transferred 10,319 and 13,873, respectively, directly owned shares of common stock to The Bauer Revocable Trust, of which the reporting person and his spouse are co-trustees and beneficiaries.
- By The Bauer Revocable Trust.