Filing Details
- Accession Number:
- 0000824142-21-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-09 16:36:48
- Reporting Period:
- 2021-03-08
- Accepted Time:
- 2021-03-09 16:36:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
824142 | Aaon Inc. | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1556286 | M Scott Asbjornson | 708 W. 79Th Street S. Tulsa OK 74132 | Vice President, Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.004 | Disposition | 2021-03-08 | 5,300 | $0.00 | 848,348 | No | 4 | G | Direct | |
Common Stock, Par Value $.004 | Disposition | 2021-03-08 | 1,856 | $74.09 | 846,492 | No | 4 | S | Direct | |
Common Stock, Par Value $.004 | Acquisiton | 2021-03-08 | 1,336 | $22.15 | 847,828 | No | 4 | M | Direct | |
Common Stock, Par Value $.004 | Acquisiton | 2021-03-08 | 6,510 | $34.10 | 854,338 | No | 4 | M | Direct | |
Common Stock, Par Value $.004 | Acquisiton | 2021-03-08 | 7,980 | $36.95 | 862,318 | No | 4 | M | Direct | |
Common Stock, Par Value $.004 | Disposition | 2021-03-08 | 15,826 | $73.84 | 846,492 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-08 | 1,336 | $73.84 | 1,336 | $22.15 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-08 | 6,510 | $73.84 | 6,510 | $34.10 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-08 | 7,980 | $73.84 | 7,980 | $36.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-01-04 | 2026-01-04 | No | 4 | M | Direct |
6,510 | 2018-01-04 | 2027-01-04 | No | 4 | M | Direct |
15,960 | 2019-01-02 | 2028-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.004 | 540,000 | Indirect | Custodian for the benefit of his children |
Common Stock, Par Value $.004 | 2,652 | Indirect | 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $41.37 | 2020-03-11 | 2029-03-11 | 55,200 | 55,200 | Direct |
Common Stock | Stock Option (Right to Buy) | $44.22 | 2021-03-11 | 2030-03-11 | 29,140 | 29,140 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2029-03-11 | 55,200 | 55,200 | Direct |
2030-03-11 | 29,140 | 29,140 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $73.90 to $74.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $73.50 to $74.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.