Filing Details
- Accession Number:
- 0001127602-21-009856
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-09 13:44:23
- Reporting Period:
- 2021-03-08
- Accepted Time:
- 2021-03-09 13:44:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1760181 | L Timothy Schmidt | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-08 | 5,000 | $94.11 | 16,497 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 243 | Indirect | By 401(k) |
Footnotes
- Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 16,497 shares directly and 243 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 28,600 vested stock options, 7,597 unvested stock options, 6,264 restricted stock units and 32,374 target performance shares (the exact number awarded being dependent on achievement of performance goals).
Billionaire Hedge Funds
